Financial Planning Association


 

FPA STANDARD OF CARE

All financial planning services will be delivered in accordance with the following standard of care:

Principle 1

Put the client’s best interests first.

Principle 2

Act with due care and in utmost good faith.

Principle 3

Do not mislead clients

Principle 4

Provide full and fair disclosure of all material facts.

Principle 5

Disclose and fairly manage all material conflicts of interest.


FPA CODE OF ETHICS

All financial planning services will be delivered in accordance with the following standard of care:

Principle 1 Integrity

Provide professional services with the integrity.

Principle 2 Objectivity

Provide professional services objectively.

Principle 3 Competence

Maintain the knowledge and skill necessary to provide professional services competently.

Principle 4 Fairness

Be fair and reasonable in all professional relationships. Disclose conflicts of interest.

Principle 5 Confidentiality

Protect the confidentiality of all client information.

Principle 6 Professionalism

Act in a manner that demonstrates exemplary professional conduct.

Principle 7 Diligence

Provide professional services diligently.